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Caterpillar 3412C Engine

The Caterpillar 3412C is a 27 L 12-cylinder turbocharged engine rated at 1800 rpm, producing up to 651 kW. It powers generator sets from Caterpillar, including the 3412C Generator Set, 3412C Generator Set DJN1-Up and 3412C Generator Set TGC1-Up. It holds 139 L (36.7 gal) of oil and 58 L (15.3 gal) of coolant.

Also known as: Caterpillar 3412C

Part of the Caterpillar 3412C engine family — 3 variants share parts & fitment.

27.0 L
Displacement
12
Cylinders
1800 rpm
Rated speed
651 kW
Gross power

Service parts for the 3412C

The cheapest captured merchant offer per filter — see the full cross-reference below for every OEM/aftermarket option.

Air intake

1 required

Cooling system

1 required
9Y1022Coolant filter$20.00eBay

Prices captured from merchant listings; some links are affiliate links. Verify against your serial number before ordering.

Engine specifications

Oil capacity139.0 L
Coolant capacity58.0 L
Displacement27.0 L
Cylinders12
AspirationTurbocharged
Rated speed1800 rpm
Gross power651 kW

Generator sets powered by this engine

4
Caterpillar 3412CCaterpillar 3412C Generator SetCaterpillar 3412C Generator Set DJN1-UpCaterpillar 3412C Generator Set TGC1-Up

How to read your Caterpillar engine serial & model number →

Troubleshooting

4

Fault codes

CodeMeaningRemedy
i01226491Engine overspeedStop the engine by shutting off the fuel supply to the engine and/or shutting off the air supply to the engine.
21Fault shutdown
22Fault alarm
nullIncreased coolant temperature

Fault codes and symptom→remedy steps extracted from this engine’s service/owner documentation; verify against the official manual before servicing.

Common problems

13
  • Fault shutdown 21
  • Fault alarm 22
  • Engine overspeed i01226491
    Fix: Stop the engine by shutting off the fuel supply to the engine and/or shutting off the air supply to the engine.
  • Increased coolant temperature null
  • Smoke emission
    Fix: Each fuel injection nozzle must be isolated one at a time in order to determine the malfunctioning fuel injection nozzle. 1. Start the engine. 2. Loosen each fuel line nut one at a time at the fuel injection pump. A cloth or similar material must be used in order to prevent fuel from spraying on the hot exhaust components. Tighten each nut before loosening the next nut. 3. A defective fuel injection nozzle may be identified when a fuel line nut is loosened and the following conditions are present: • The exhaust smoke is partially eliminated or the exhaust smoke is completely eliminated. • Engine performance is not affected. A fuel injection nozzle that is suspected of being defective should be removed. A new fuel injection nozzle should be installed in the cylinder
  • Engine knock
    Fix: Each fuel injection nozzle must be isolated one at a time in order to determine the malfunctioning fuel injection nozzle. 1. Start the engine. 2. Loosen each fuel line nut one at a time at the fuel injection pump. A cloth or similar material must be used in order to prevent fuel from spraying on the hot exhaust components. Tighten each nut before loosening the next nut. 3. A defective fuel injection nozzle may be identified when a fuel line nut is loosened and the following conditions are present: • The exhaust smoke is partially eliminated or the exhaust smoke is completely eliminated. • Engine performance is not affected. A fuel injection nozzle that is suspected of being defective should be removed. A new fuel injection nozzle should be installed in the cylinder
  • Abnormal engine operation
    Fix: Each fuel injection nozzle must be isolated one at a time in order to determine the malfunctioning fuel injection nozzle. 1. Start the engine. 2. Loosen each fuel line nut one at a time at the fuel injection pump. A cloth or similar material must be used in order to prevent fuel from spraying on the hot exhaust components. Tighten each nut before loosening the next nut. 3. A defective fuel injection nozzle may be identified when a fuel line nut is loosened and the following conditions are present: • The exhaust smoke is partially eliminated or the exhaust smoke is completely eliminated. • Engine performance is not affected. A fuel injection nozzle that is suspected of being defective should be removed. A new fuel injection nozzle should be installed in the cylinder
  • Yellow fault alarm indicator (26) flashes
    Fix: Refer to the Systems Operation, Testing and Adjusting, RENR2484, “Electronic Modular Control Panel II + (EMCP II+)” for descriptions of the fault codes
  • Red fault shutdown indicator (25) flashes
    Fix: Refer to the Systems Operation, Testing and Adjusting, RENR2484, “Electronic Modular Control Panel II + (EMCP II+)” for descriptions of the fault codes
  • Dedicated shutdown faults: low oil pressure
    Cause: Engine oil pressure drops below setpoints programmed into GSC+
    Fix: Correct the fault and engine is not allowed to start until the fault is corrected
  • Dedicated shutdown faults: high water temperature
    Cause: Engine coolant temperature rises above setpoint programmed into GSC+
    Fix: Correct the fault and engine is not allowed to start until the fault is corrected
  • Dedicated shutdown faults: engine overspeed
    Cause: Engine speed exceeds setpoint programmed into GSC+
    Fix: Correct the fault and engine is not allowed to start until the fault is corrected
  • Dedicated shutdown faults: emergency stop
    Cause: Operator presses Emergency Stop Push Button (ESPB) on front panel
    Fix: Correct the condition and engine is not allowed to start until the condition is corrected

Compiled from service & troubleshooting documentation across every generator set that uses the Caterpillar 3412C.

Maintenance schedule

ItemSpecCapacityPart #Interval
Air filterCan be cleaned up to six times if properly cleaned and inspected; replace at least once per year612506 Amazon eBay $100.00 PartsGeek $66.97
BatteryCheck condition of the electrolyte245-582919000 hr Amazon eBay $98.00
BeltDeflect 13 to 19 mm (0.50 to 0.75 inch) with 110 N (25 lb) force—250 hr
CoolantDo not exceed eight percent SCA concentration (water and SCA)4C-930119000 hr Amazon eBay $30.00
Coolant filterCat ELC Extender added once9Y10226000 hr eBay $20.00
OilSAE 10W30 (typical)139.0 L—

Pooled from every document that names this exact engine — confirm the interval and part number against your unit's serial number.

Service intervals

40
ItemActionHoursMonthsNotes
Sea Water StrainerClean50 hrWhen required and every 3800 L (1000 US gal) of fuel or 50 service hours
Zinc RodsInspect50 hrWhen required and every 3800 L (1000 US gal) of fuel or 50 service hours; replace when deteriorated
Generator main stator winding insulationTest100 hr3 moEvery 100 Service Hours or 3 Months
Alternator BeltInspect250 hr12 moInspect/adjust/replace; every 12 750 L (3375 US gal) of fuel or 250 h or yearly (8RG1-Up); every 19 000 L (5000 US gal) or 250 h or yearly (REA1-Up, 3JK1-Up, 7BL1-Up)
Alternator and Fan BeltsReplace250 hrInspect/Adjust/Replace - Every 19 000 L (5000 US gal) of Fuel or 250 Service Hours
Alternator and fan beltsInspect250 hrEvery 19 000 L (5000 US gal) of fuel or 250 Service Hours; inspect/adjust/replace
Battery Electrolyte LevelCheck250 hr12 moEvery 19 000 L (5000 US gal) of Fuel or 250 Service Hours
Cooling System Coolant Sample (Level 1)Test250 hrObtain - Every 250 Service Hours
Cooling system supplemental coolant additive (SCA)Test250 hr12 moTest/add
Engine Air Cleaner ElementClean250 hr12 moClean/Replace; 8RG1-Up: 12 750 L (3375 US gal) or 250 h or yearly; other S/N: 19 000 L (5000 US gal) or 250 h or yearly
Engine Crankcase BreatherClean250 hr12 moEvery 19 000 L (5000 US gal) of Fuel or 250 Service Hours
Engine Oil SampleOther250 hr12 moObtain S·O·S oil sample; 8RG1-Up: 12 750 L (3375 US gal) or 250 h or yearly; other S/N: 19 000 L (5000 US gal) or 250 h or yearly
Engine Oil and FilterChange250 hr12 mo8RG1-Up: 12 750 L (3375 US gal) or 250 h or yearly; other S/N: 19 000 L (5000 US gal) or 250 h or yearly
Engine Protective DevicesCheck250 hrEvery 19 000 L (5000 US gal) of Fuel or 250 Service Hours
Engine oil sampleTest250 hrObtain S.O.S oil sample
Fan drive bearingLubricate250 hrIf equipped with grease fitting
Fuel System Primary FilterClean250 hr12 moClean/Replace; 8RG1-Up: 12 750 L (3375 US gal) or 250 h or yearly; other S/N: 19 000 L (5000 US gal) or 250 h or yearly
Fuel System Secondary FilterReplace250 hr12 mo8RG1-Up: 12 750 L (3375 US gal) or 250 h or yearly; other S/N: 19 000 L (5000 US gal) or 250 h or yearly
Fuel Tank Water and SedimentDrain250 hr12 mo8RG1-Up: 12 750 L (3375 US gal) or 250 h or yearly; other S/N: 19 000 L (5000 US gal) or 250 h or yearly
Hoses and clampsInspect250 hr12 moInspect/replace
Magnetic pickupsClean5000 hrFirst service — First 19 000 L (5000 US gal) of fuel or 250 Service Hours
RadiatorClean250 hr
Aftercooler CoreClean1000 hr12 moWhen required; also every 76 000 L (20 000 US gal) of fuel or 1000 service hours
Engine protective devicesTest1000 hrPM Level 2
Fuel control linkageLubricate1000 hrCheck/lubricate; PM Level 2
Heat ExchangerInspect1000 hrWhen required; also every 76 000 L (20 000 US gal) of fuel or 1000 service hours
Engine Speed/Timing SensorsCheck1500 hrCheck/Clean/Calibrate; 76 500 L (20 250 US gal) of fuel or 1500 h (8RG1-Up); 114 000 L (30 000 US gal) or 1500 h (REA1-Up, 3JK1-Up, 7BL1-Up)
Cooling System Coolant Sample (Level 2)Test2000 hr12 moFirst service — Obtain - Every 2000 Service Hours or 1 Year
EngineClean2000 hr6 moEvery 2000 Service Hours or 6 Months
Fuel SystemOther2000 hr6 moPrime - Every 2000 Service Hours or 6 Months
GeneratorOther2000 hr6 moGenerator - Dry
Generator Lead (Round Cable)Check2000 hrEvery 2000 Service Hours
Generator SetTest2000 hr6 moEvery 2000 Service Hours or 6 Months
Rotating RectifierTest2000 hr6 moEvery 2000 Service Hours or 6 Months
Severe Service ApplicationCheck2000 hr6 moEvery 2000 Service Hours or 6 Months
Auxiliary Water PumpInspect3000 hr153 500 L (40 500 US gal) of fuel or 3000 h (8RG1-Up); 228 000 L (60 000 US gal) or 3000 h (other S/N)
Cooling system coolant (DEAC)Change3000 hrPM Level 3
Cooling system water temperature regulatorReplace3000 hrPM Level 3
Crankshaft vibration damperInspect3000 hrPM Level 3
Engine mountsInspect3000 hrPM Level 3

Extracted from the manufacturer documentation linked to this model. Values are copied as printed; confirm against your unit's manual and serial number.

Service specifications

60
TypeItemValueUnitCondition
ClearanceAlternator and fan belt deflection13 to 19mm (0.50 to 0.75 inch)110 N (25 lb) of force applied midway between the pulleys
ClearanceBearing bracket step minimumless than 0.0762mm
ClearanceCoolant level below bottom of filler pipe13mm (0.5 inch)within
ClearanceCoolant level below bottom of filler pipe (engines without recovery tank)within 13mm0.5 inch
ClearanceCrankshaft end play.178 to .635mm (0.0070 to 0.0250 inch)measured with dial indicator
ClearanceCrankshaft end play after assembly0.178 to 0.635mm (0.0070 to 0.0250 inch)after assembly
ClearanceEnd play at heat sink after assembly0.076 to 0.635mm (0.0030 to 0.0250 inch)after assembly
ClearanceGap at 3, 6, 9, 12 o'clock positions0.03 to 0.13mm (0.001 to 0.005 inch)between
ClearanceGap between generator and flywheel housing at locations (E), (F), (G), (H)>0.03 and <0.13mm (0.001 inch to 0.005 inch)more than 0.03 mm and less than 0.13 mm
ClearanceGenerator forward offset from midpoint of end play+ 0.50mm (+ 0.0200 inch)while generator supported by crane
ClearanceRotor end play3.81 to 7.62mm (.150 to .300 inch)approximately
ClearanceShim thickness divisor for number of shims0.8mm (0.03 inch)divide Letter L by this value
ClearanceSupport deflection during bolt tightening0.13mm (0.005 inch)maximum allowed movement
ClearanceWater pump leakage considered normal as engine coolssmall amountwater pump seal is lubricated by coolant in the cooling system
OtherAlternator belt deflection13 to 19mm110 N (25 lb) of force applied midway between the pulleys; 0.50 to 0.75 inch
OtherBelt tension deflection0.50 to 0.75inch110 N (25 lb) force midway between pulleys
OtherBelt tension deflection13 to 19mm110 N (25 lb) force midway between pulleys
OtherCaterpillar Fast Acting Cooling System Cleaner concentration0.5L per 15 L1 pint per 4 US gal of cooling system capacity
OtherChlorine content limit for heat exchanger cleaning watermore than 300ppmwater containing more than 300 ppm of chlorine should not be used
OtherCoolant level below filler pipe bottom13mm
OtherCooling system cleaner concentration0.5 L (1 pint) per 15 L (4 US gal) of cooling system capacityFast Acting Cooling System Cleaner
OtherCooling system fill rateno faster than 19L per minute5 US gal per minute to avoid air locks
OtherCooling system fill rate (maximum)19L per minuteto avoid air locks
OtherEngine valve rotator operationshould turn slightly when valves close
OtherGenerator excitation PMG short circuit capability3 X In for 10 seconds
OtherGross Input Torque (TH55-E70)12 667N•m (9350 lb-ft)
OtherGross Input Torque (TH55-E90)12 677N•m (9350 lb-ft)
OtherHigh idle speed for droop governorsapproximately 2% to 5%above full load speedgovernors equipped with droop
OtherHigh pressure fuel line service wait time after engine stop60secondsallowed for fuel pressure to purge
OtherHydrosolv liquid cleaner concentration2 to 5percenttemperatures up to 93 °C (200 °F)
OtherMaximum engine cranking time30secondsdo not crank longer
OtherPaper air cleaner element reuse limitup to sixtimesreplace at least one time per year regardless of number of cleanings
OtherPlate type heat exchanger cleaner concentrationmaximum 4percent by weightcleaning solution temperature less than 60°C (140°F)
OtherPrimary air cleaner element maximum cleanings6timesif properly cleaned and inspected; replace at least once per year
OtherSCA concentration, coolant and SCA6percentdo not exceed
OtherSCA concentration, water and SCA8percentdo not exceed
OtherSolvent contact time with heat exchanger gasketsnot more than half an hournatural rubber, butyl rubber and EPDM gaskets swell in these solvents
OtherSpeed droop values commonly used3% and 0%%
OtherStall Torque Ratio (TH55-E70)2.23
OtherStall Torque Ratio (TH55-E90)2.23
OtherSupplemental Coolant Additive (SCA) concentration, coolant and SCAdo not exceed sixpercent
OtherSupplemental Coolant Additive (SCA) concentration, water and SCAdo not exceed eightpercent
OtherVibration damper inspectiondented, cracked, leaking, bent or discolored damper must be replaced
OtherVoltage droop for 0.8 power factor loadapproximately 5%loads with a power factor of 0.8
PressureAuxiliary water pump differential pressure requiring component inspectionmore than 103kPa15 psi
PressureCompressed air pressure for cleaning generator windings210kPa (30 psi)maximum, free of moisture and oil
PressureCoolant system pressure test - use 9S-8140 Pressurizing Pump9S-8140
PressureEngine oil pressure at low idle186 to 344kPalow idle speed
PressureFuel pressure (below which engine will not operate properly)160kPa
PressureMaximum air pressure at nozzle for cleaning205kPa (30 psi)must be less than
PressureMaximum air pressure at nozzle for cleaningless than 205kPa30 psi
PressureMaximum air pressure for cleaning205kPadeadheaded nozzle with chip guarding
PressureMaximum air pressure for cleaning purposes205kPa (30 psi)must be below
PressureMaximum pressure of filtered, dry air for cleaning paper air cleaner elements207kPa30 psi
PressureMaximum water pressure for cleaning275kPa
PressureMaximum water pressure for cleaning primary air cleaner element275kPa (40 psi)must be below
PressureMaximum water pressure for cleaning purposes275kPa (40 psi)must be below
PressureMaximum water pressure for rinsing air cleaner element275kPa40 psi; do not use a spray nozzle
PressureMinimum recommended oil pressure103kPa600 rpm
PressureMinimum recommended oil pressure15psi600 rpm

Extracted from the manufacturer documentation linked to this model. Values are copied as printed; confirm against your unit's manual and serial number.

Recommended fluids

FluidGradeStandardAmbientCapacityNotes
CoolantCat DEACDiesel; 3,000 Service Hours or Three Years; annual S·O·SSM Level 2 coolant sampling and analysis
CoolantCat DEAC (Diesel Engine Antifreeze/Coolant)Conventional heavy-duty coolant/antifreeze; commercial long life coolants meeting Caterpillar EC-1Level 1 coolant sample every 250 hours; Level 2 yearly; DEAC change every 3000 service hours
CoolantCat DEAC Diesel Engine Antifreeze/CoolantASTM D4985 or ASTM D534558.0 LAcceptable; 1:1 mixture of water and glycol; service life three years; does not require SCA at initial fill
CoolantCat ELCDiesel; 12,000 Service Hours or Six Years; add Cat ELC Extender at 6,000 service hours or one half of service life; annual S·O·SSM Level 2 coolant sampling and analysis
CoolantCat ELC (Extended Life Coolant)Does not require frequent SCA additions; Level 1 sample optional, Level 2 yearly; ELC change every 12 000 service hours or 6 years
CoolantCat ELC Extended Life CoolantCaterpillar EC-158.0 LPreferred; 1:1 mixture of water and glycol; service life six years; add ELC Extender once
CoolantCat ELC ExtenderAdd every 6000 service hours or 3 years according to requirements for cooling system capacity
CoolantCat NGECNatural Gas; 16,000 Service Hours or Three Years; use interval that occurs first
CoolantCaterpillar Fast Acting Cooling System Cleaner0.5 L (1 pint) per 15 L (4 US gal) of cooling system capacityUse only cooling system cleaners approved for Caterpillar engines
CoolantCaterpillar SCA and WaterFor stationary applications not requiring boiling/freezing protection; minimum six percent to maximum eight percent SCA concentration; service life two years
CoolantCommercial coolant meeting Caterpillar EC-1Caterpillar EC-1Level 1 sample every 250 service hours; Level 2 every year
Engine oilCat NGEONatural Gas
Engine oilSAE 10W30Referenced as the oil used when normal operating engine oil pressure is specified
Engine oilCat Arctic DEO SYN SAE 0W-30-40°C to 30°CEngine Crankcase; Industrial Engines
Engine oilSAE 0W-20Cat DEO Multigrade API CH-4/API CG-4-40°C to 10°C
Engine oilSAE 0W-30Cat DEO Multigrade API CH-4/API CG-4-40°C to 30°C
Engine oilSAE 0W-40Cat DEO Multigrade API CH-4/API CG-4-40°C to 40°C
Engine oilCat DEO SYN SAE 5W-40-30°C to 50°CEngine Crankcase; Industrial Engines
Engine oilSAE 5W-30Cat DEO Multigrade API CH-4/API CG-4-30°C to 30°C
Engine oilSAE 5W-40Cat DEO Multigrade API CH-4/API CG-4-30°C to 50°C
Engine oilCat DEO SAE 10W-30-18°C to 40°CEngine Crankcase; Industrial Engines
Engine oilSAE 10W-30Cat DEO Multigrade API CH-4/API CG-4-18°C to 40°C
Engine oilCat DEO SAE 15W-40-9°C to 50°CEngine Crankcase; Industrial Engines
Engine oilSAE 15W-40Cat DEO Multigrade API CH-4/API CG-4-9°C to 50°C
FuelLCV = 42700 kJ/kgMaK technical data; without engine-driven pumps, tolerance 5%
Fuel35° API gravity at 60°F (16°C)LHV 18,390 Btu/lb (42 780 kJ/kg)Fuel at 85°F (29°C) weighing 7.001 lbs/U.S. gal (838.9 g/liter)
FuelDiesel fuelDrain water and sediment daily; a four micron absolute filter for the breather vent is recommended
FuelNo. 1-D or No. 2-DASTM D975Use No. 1 diesel fuel or a blend of No. 1 and No. 2 for cold-weather operation; No. 2 is most commonly used
Grease1P-0808 Multipurpose Grease or the equivalentFuel control linkage grease fittings
Grease5N-5561 Silicone Lubricant, petroleum jelly or MPGMCoat battery cable clamps and terminals

Extracted from the manufacturer documentation linked to this model. Values are copied as printed; confirm against your unit's manual and serial number.

Procedures

12
Alignment Of Electric Sets With Supports At The Flywheel Housing / Installation Of A New Generator Or Flexible Plates adjustment

Tools: crane, dial indicator, shims, torque wrench

  1. Loosen all bolts connecting base to foundation; loosen all bolts fastening engine supports and generator supports to base.
  2. Ensure enough clearance between bolts and bolt holes in base, engine supports, generator supports at all locations.
  3. Check clearance between base and foundation at all mounting locations; use shims to prevent deflection; tighten base-to-foundation bolts to final torque.
  4. While generator supported by crane, loosen all bolts (2) fastening generator to flywheel housing; tighten alternate bolts to final torque; check clearance between base and engine and generator support
  5. Tighten all bolts fastening engine supports and generator supports to base to half of final torque; loosen all bolts (2); measure gap between generator and flywheel housing; ensure bolts centered in c
  6. Gaps at (E), (F), (G), (H) should be more than 0.03 mm (0.001 inch) and less than 0.13 mm (0.005 inch); adjust shims or move rear of generator right or left.
  7. After shim correction, tighten generator support bolts to half of final torque 450 N-m (332 Ib ft); check gaps; repeat until 0.13 mm (0.005 inch) or less; begin with Step 5.
  8. Install dial indicator on base with tip next to support mounting bolt (4); put tip on support (3); check while tightening bolt to final torque; if indicator moves more than 0.13 mm (0.005 inch), insta
Alignment Of Electric Sets Without Supports At The Flywheel Housing adjustment

Tools: shims, torque wrench

  1. Loosen all bolts connecting base to foundation; loosen all bolts fastening generator supports and engine supports to base.
  2. Ensure clearance between bolts and bolt holes in base, engine supports, generator supports at all locations.
  3. Check clearance between base and foundation at all mounting locations; use shims to prevent base deflection; tighten base-to-foundation bolts to final torque.
  4. Check clearance between base and engine, base and engine supports, base and generator supports over entire length; use shims to prevent support deflection; tighten all mounting bolts to final torque.
Alternator Belt - Inspect/Adjust/Replace adjustment

⚠ Replace belts for multiple groove pulleys in matched sets.

Tools: Belt tension gauge (110 N / 25 lb force)

  1. Remove the belt guard.
  2. Loosen mounting bolt (2) and adjusting nuts (1).
  3. Turn adjusting nuts to increase or decrease belt tension.
  4. Check deflection is 13 to 19 mm with 110 N applied midway.
  5. Tighten the adjusting nuts; tighten the mounting bolt.
  6. Reinstall the belt guard.
  7. Check adjustment again after 30 minutes at rated rpm if new belts.
Alternator and Fan Belts - Inspect/Adjust/Replace adjustment

⚠ Replace multiple drive belts in matched sets

  1. Check belt tension between the first 20 to 40 hours.
  2. Apply 110 N (25 lb) of force midway between pulleys.
  3. Belt should deflect 13 to 19 mm (0.50 to 0.75 inch).
  4. Loosen mounting bolts and the adjusting bolt.
  5. Move the alternator to increase or decrease belt tension.
  6. Tighten adjusting bolt; tighten mounting bolts.
  7. Check tension again after 20 hours if new belts installed.
Engine Valve Lash - Inspect/Adjust adjustment

⚠ Hot engine components can cause burns.

⚠ Only qualified service personnel should perform this maintenance.

  1. Ensure the engine cannot be started; do not use the starting motor to turn the flywheel.
  2. Ensure the engine is stopped and allow valves to cool.
  3. Refer to the Systems Operation/Testing and Adjusting Manual for the complete procedure.
  4. Set inlet valve lash to 0.38 mm (0.0150 inch).
  5. Set exhaust valve lash to 0.76 mm (0.030 inch).
  6. Perform initial adjustment at the first scheduled oil change.
Rechecking The Alignment adjustment

Tools: torque wrench, shims

  1. Loosen the sixteen close coupled adapter bolts (2); visually ensure they are centered in clearance holes.
  2. Check gaps at 3, 6, 9, and 12 o'clock positions; use 2, 4, 8, and 10 o'clock if 12 and 6 are inaccessible.
  3. If gaps are between 0.03 mm (0.001 inch) and 0.13 mm (0.005 inch), tighten all bolts; alignment check complete. If not, loosen bolts fastening generator to base frame; adjust shims; move rear of gener
  4. After adjustment, tighten generator mounting bolts to one half of standard torque 450 N-m (332 lb ft); repeat procedure starting with Step 1.
VR3 Regulator Adjustment Procedure adjustment

⚠ The VR3 regulator is protected by a fuse(s) and a solid-state overcurrent protection. If a fuse becomes open, contact a Caterpillar dealer.

  1. Remove the access panel of the generator.
  2. Loosen the locknut on the voltage droop potentiometer (1).
  3. Remove the protective screw from the voltage level potentiometer (2) and from the voltage gain potentiometer (3).
  4. Turn the voltage droop potentiometer (1) counterclockwise to zero droop. Tighten the locknut.
  5. Turn the voltage gain potentiometer (3) counterclockwise to zero, then to about 1/4 of full range of clockwise travel.
  6. Perform required maintenance on the engine before you start the engine.
  7. Start the engine and allow the engine to warm up.
  8. Increase engine speed to full governed rated speed (high idle).
  9. Set the no-load voltage with the voltage level potentiometer (2) or the voltage adjust rheostat.
  10. Close the load circuit breaker and apply full load gradually. Adjust governor control to nameplate frequency or rated speed.
  11. If the voltmeter reading increases above no-load voltage, turn the voltage gain potentiometer counterclockwise. If it decreases, turn it clockwise.
  12. Remove the load. If necessary, adjust the voltage level potentiometer (2) to obtain desired voltage.
  13. Apply the load. Repeat Steps 10 through 12 until the voltage at no load equals the voltage at full load.
  14. Tighten the locknuts. Install the protective screws and the access panel of the generator.
Generator Set Functional Test diagnostic

⚠ Do not operate the generator set at a speed higher than one-half of the rated speed.

Tools: 6V-7070 Digital Multimeter, 12 VDC battery, Potential Transformer

  1. Stop the generator. Connect the potential transformer's high voltage winding to generator terminals T1 and T2. Connect the voltmeter to the low voltage winding.
  2. Disconnect wires F1+ and F2- from the voltage regulator. Disconnect the generator from the load.
  3. Connect a 12 VDC automotive battery to wires F1+ and F2-.
  4. Operate the generator set at half the rated speed.
  5. Measure the AC voltage across the low voltage terminals corresponding to T1-T2, T2-T3, and T3-T1. Record the voltages.
  6. Monitor the voltage between any two locations, then decrease the generator set speed by 10 percent and increase it by 10 percent.
  7. The measured voltages should be nearly equal and should measure a minimum of 85 VAC.
  8. When speed is decreased by 10 percent the voltages should decrease by 10 percent; when increased by 10 percent the voltages should increase by 10 percent.
Rotating Rectifier - Test diagnostic

⚠ Dangerous voltages are present at the generator

Tools: 6V-7070 Digital Multimeter, 9U-7330 Multimeter, 146-4080 Digital Multimeter, 7X-1710 Multimeter Probe Group

  1. Remove the cover from the exciter.
  2. Remove the nut that secures the rectifier to the heat sink.
  3. Remove the diode lead.
  4. Lift the rectifier from the heat sink.
  5. Connect ohmmeter leads across the rectifier; note the reading.
  6. Reverse the ohmmeter leads; note the reading.
  7. Replace rectifier if low resistance in both directions or high in both.
Rotating Rectifier - Test (Brushless Exciter) diagnostic

Tools: 6V-7070 Digital Multimeter, 9U-7330 Multimeter, 146-4080 Digital Multimeter (RS-232), 7X-1710 Multimeter Probe Group

  1. Remove the cover from the exciter.
  2. Remove the nut securing the rectifier to the heat sink.
  3. Remove the diode lead and lift the rectifier from the heat sink.
  4. Connect ohmmeter leads across the rectifier and note reading.
  5. Reverse the ohmmeter leads and note reading.
  6. Low resistance one direction and high the other indicates a good rectifier.
  7. Low resistance both directions indicates shorted rectifier.
  8. High resistance both directions indicates open rectifier; replace faulty rectifiers.
Varistor - Test diagnostic

Tools: Ohmmeter, Test Light

  1. Using an ohmmeter, place the ohmmeter across the varistor. The resistance should be a minimum of 15000 ohms.
  2. Disconnect either lead of the varistor (CR7).
  3. Place the test light across the varistor.
  4. Observe the results. The lamp should not light.
  5. Reverse the test light.
  6. Observe the results. The lamp should not light.
  7. If the test light illuminates in either direction, there is a short in the varistor. Replace any faulty varistors with comparable operating characteristics.
Installation Of The Generator For Generator Sets That Are Equipped With A 3500 Engine installation

⚠ Damage to engine and generator can result if electric set is operated with a plate assembly that does not have proper clearance.

⚠ If N or O is less than initial A, disassemble and check coupling plate for bowing; replace if bowed.

Tools: dial indicator, straight edge, magnetic bases, crane, torque wrench, 17 5N-4478 Plates

  1. Ensure generator is disengaged from engine; clean generator support and base contact surfaces; remove protective material from flywheel pilot bearing bore and coupling contact surface.
  2. Remove two engine side covers; rotate engine until no. 1 crankshaft throw is perpendicular; measure crankshaft end play with dial indicator; record as A and divide by two for B.
  3. With crankshaft at extreme forward position, measure distance from straight edge to flywheel housing mounting surface (C) and flywheel pilot surface (D); subtract D from C for E.
  4. Remove coupling bolts and washers; remove plates, shims, and exhaust fan; lift rotor; locate rotor so air gap equal; move rotor to extreme rear.
  5. Place dial indicator on vertical surface of heat sink at rear of rotor shaft; measure rotor end play (approximately 3.81 to 7.62 mm); record F and divide by two for G.
  6. Move rotor to extreme rear; position straight edge across mounting ring diameter; measure distance to mounting ring surface (H) and hub mounting surface (I); subtract H from I for J.
  7. Bolt a standard set of 17 5N-4478 Plates together; measure thickness in two locations along contour; average as K.
  8. Determine number of shims: subtract B, E, G, K from J for L; divide L by 0.8 mm (0.03 inch) for M; round up.
  9. Put coupling plate in flywheel bore; check clearance between coupling plate outside diameter and flywheel bore inside diameter.
  10. Install coupling plate assembly, bolts (6) and calculated shims; tighten bolts (5) in 180 degree intervals in three stages to 525 + 25 N-m (390 + 20 lb ft).
  11. Install guide bolts in flywheel; put generator on engine; install bolts (10); tighten to 100 N-m (75 lb ft) in pairs at 180 degree intervals in three stages.
  12. While crane supports generator, place dial indicator on heat sink vertical surface; push generator forward within + 0.50 mm (+ 0.0200 inch) of midpoint of end play.
  13. Install fan mounting bolts (11) into flywheel; tighten to 200 N-m (150 Ib ft) in pairs at 180 degree intervals in three stages.
  14. Place dial indicators on no. 1 crankshaft throw and heat sink; push crankshaft forward; check crankshaft end play 0.178 to 0.635 mm and heat sink end play 0.076 to 0.635 mm; record N and O.
  15. If N or O is less than initial A, disassemble; check coupling plate for bowing; replace if bowed; check calculations; install generator and repeat steps 13 and 15.

Extracted from the manufacturer documentation linked to this model. Values are copied as printed; confirm against your unit's manual and serial number.

Voltage reconnection

VoltagePhaseConnectionLeadsNotes
3Delta - 6 lead6Winding pitch must be two-thirds or the generator must be derated.
3Wye - 10 lead (high voltage)10Illustration 13. Only used on 3306B generator sets and 3406C generator sets. Terminal T0 is the neutral lead.
3Wye - 10 lead (low voltage)10Only used on 3306B and 3406C generator sets. Terminal T0 is the neutral lead.
3Wye - 12 lead (high voltage)12Terminals T10, T11, and T12 become neutral connections when tied together.
3Wye - 12 lead (low voltage)12Terminals T10, T11, and T12 become neutral connections when tied together.
3Wye - 4 lead4Only used on 3306B generator sets and 3406C generator sets. Terminal T0 is the neutral lead.
3Wye - 6 lead6Terminals T4, T5, and T6 become neutral connections when the terminals are tied together.
three-phase10 Lead Wye Configuration - High VoltageTerminal T0 is the neutral leadFor 3306B and 3406C generator sets only
three-phase10 Lead Wye Configuration - Low VoltageTerminal T0 is the neutral leadFor 3306B and 3406C generator sets only
three-phase12 Lead Delta ConfigurationTerminals T6 and T9 become the neutral connection when tied together and grounded; T2 and T10 connection is the high phase
three-phase12 Lead Wye Configuration - High VoltageTerminals T10, T11 and T12 become neutral connection when tied together
three-phase12 Lead Wye Configuration - Low VoltageTerminals T10, T11 and T12 become neutral connection when tied together
three-phase4 Lead Wye ConfigurationTerminal T0 is the neutral leadFor 3306B and 3406C generator sets only
three-phase6 Lead Delta Configuration
three-phase6 Lead Wye ConfigurationTerminals T4, T5 and T6 become neutral connection when tied together
2403Delta - 12 lead12Terminals T6 and T9 become the neutral connections when tied together and grounded. T2 and T10 connection is the high phase. 240 V, 60 Hz, three-phase: 208 Volts between the high phase and neutral; 240 Volts between either of the low phases and neutral.
240three-phaseDelta Configuration (60 Hz, 12 Lead)T6 and T9 neutral when tied together and grounded208 Volts between high phase and neutral; 240 Volts between either low phase and neutral
480three-phaseWye Configuration (typical series Wye, 60 Hz, 12 Lead)T10, T11, T12 neutral when tiedFor 3406E, 3412C and 3500 series generator sets only - high voltage

Extracted from the manufacturer documentation linked to this model. Values are copied as printed; confirm against your unit's manual and serial number.

Parts cataloged across the Caterpillar 3412C family

41
Part #DescriptionCategory
102-9720Cleaning Kit (detergent and oil for AIRSEP air cleaner elements)Air filter
151-7737Air PrimaryAir filter
189-0202Air SecondaryAir filter
4N0015Air filter outerAir filter
9Y-3879AirAir filter
6T1395AlternatorAlternator
118-2018V-beltBelt
6N6798V-beltBelt
9L6639V-beltBelt
3412CEngineEngine
1P-0808Multipurpose GreaseFluid
1U-5490Hydrosolv 4165 liquid cleaner, 19 L (5 US gallon)Fluid
5N-5561Silicone LubricantFluid
133-5673Fuel/Water SeparatorFuel filter
1R-0749Fuel Secondary - ADVFuel filter
1R0749Filter fuelFuel filter
4N1151Gasket oil panGasket
3T8705Glow plugGlow plug
3T8706Glow plugGlow plug
7C1068Water pump impellerImpeller
8S-2245Injection Cleaning Tool GroupInjector
1R-0716Engine OilOil filter
1R-1808Engine Oil - ADVOil filter
1R1808Filter oilOil filter
169-8373Fluid Sampling BottleService part / kit
174-6854Hydrosolv 100 liquid cleaner, 19 L (5 US gallon)Service part / kit
245-5829Coolant Battery Tester RefractometerService part / kit
4C-9301Coolant Conditioner Test KitService part / kit
5P-3413Pipe SealantService part / kit
8N1728Connecting rodService part / kit
8T-5296Coolant Conditioner Test KitService part / kit
9S-3263Thread lockService part / kit
108-6633Fuel pumpPump
137-1339Water pumpPump
161-4113Oil pumpPump
1U-5718Vacuum PumpPump
384-8612Lift/transfer pumpPump
9S-8140Pressurizing PumpPump
142-5867Front sealSeal
142-5868Rear sealSeal
4P-7610Magnetic Pickup Group (engine speed/timing sensor in flywheel housing)Sensor

Parts cataloged across all variants of this engine family — verify the exact part fits your specific variant and serial number before ordering.

Aftermarket parts that fit this engine

60
2H-3750 FridayParts $598.56 5F-4899 FridayParts $598.56 171-2212 FridayParts $75.99 7G-7889 FridayParts $187.20 SinoCMP $329.00 122-6585 FridayParts $123.56 261-6847 FridayParts $112.35 2W-6593 FridayParts $999.75 189-0202 eBay $60.00 FridayParts $79.99 166-1681 FridayParts $79.99 7T-2798 FridayParts $41.23 160-8178 FridayParts $218.89 379-8869 FridayParts $218.89 0R-0916 FridayParts $218.89 9Y-2988 FridayParts $40.68 212-5883 FridayParts $156.66 124-1855 FridayParts $22.23 197-9322 FridayParts $92.88 440-0257 FridayParts $109.20 7W-8003 FridayParts $1248.80 133-6350 FridayParts $1301.00 109-4367 FridayParts $179.99 261-6848 FridayParts $159.99 4N-2572 FridayParts $262.16 1R-0749 Amazon Amazon eBay $135.88 eBay $135.88 NAPA $28.51 NAPA $28.51 KuduParts $17.00 FridayParts $47.50 0R-9943 FridayParts $57.05 129-1351 FridayParts $57.05 4W-7021 FridayParts $52.97 0R-9797 FridayParts $52.97 9G-8010 eBay $39.00 FridayParts $16.90 6T-4949 FridayParts $58.30 170-0061 FridayParts $29.99 KuduParts $39.00 133-5673 Amazon eBay $19.99 eBay $19.99 NAPA $70.35 KuduParts $19.00 FridayParts $20.99 513-4490 Amazon eBay $23.43 PartsGeek $48.97 FridayParts $29.99 KuduParts $39.00 2W-4234 FridayParts $68.83 3I-1169 FridayParts $68.83 129-0375 KuduParts $22.00 FridayParts $24.26 4N-9680 FridayParts $28.99 931G 5N-8757 FridayParts $359.99 318-1180 FridayParts $128.56 163-8516 FridayParts $57.79 6N-1030 FridayParts $545.30 9L-5854 FridayParts $42.88 110-2220 FridayParts $42.88 142-7072 FridayParts $42.88 142-6217 FridayParts $42.88 338-1462 FridayParts $459.99 5D-0470 FridayParts $38.99 106-3969 FridayParts $82.50 KuduParts $134.00 6L-8617 FridayParts $39.59 3L-2866 FridayParts $39.59 9M-0853 FridayParts $201.39 128-0317 FridayParts $75.80 174-1504 FridayParts $116.89 3T-4704 FridayParts $110.76 4W-0511 FridayParts $570.99 102-0050 Amazon eBay FridayParts $72.00 108-3190 FridayParts $69.60 4W-8471 FridayParts $197.56 TV8116 FridayParts $858.99

Parts listed by aftermarket suppliers as fitting this engine — leads compiled from supplier catalogs; verify the exact part for your serial number.

Filters for this engine

  • Air filter: Caterpillar 612506 Donaldson P532506 Wix 46589 Ac Delco A1586C Baldwin RS3511
  • Coolant filter: Caterpillar 9Y1022 Donaldson P554073 Wix 24073 Ac Delco WF114

Cross-referenced via Donaldson + OEM/engine-maker interchange — options to verify against your serial number, not confirmed for every exact variant.

Also used in

6
  • Caterpillar 657E — Scraper
  • Caterpillar 992C — Loader Wheeled
  • Caterpillar 992D — Loader Wheeled
  • Caterpillar D10N — Tractor Tracked
  • Caterpillar D9L — Tractor Tracked
  • Manitowoc 4599 SERIES 4 — Dragline

Other equipment known to use this engine, via filter-application cross-reference — useful for sourcing parts even when your exact machine isn't listed elsewhere on this page.

Common questions

What is the oil capacity of the Caterpillar 3412C?

The Caterpillar 3412C engine has an oil capacity of 139.0 liters.

What is the displacement of the Caterpillar 3412C?

The Caterpillar 3412C has a displacement of 27.0 liters with 12 cylinders.

Which generators use the Caterpillar 3412C engine?

The Caterpillar 3412C powers 4 generator set(s), including Caterpillar 3412C, Caterpillar 3412C Generator Set, Caterpillar 3412C Generator Set DJN1-Up, Caterpillar 3412C Generator Set TGC1-Up.

What air filter does the Caterpillar 3412C use?

The Caterpillar 3412C uses air filter part numbers Caterpillar 612506, Donaldson P532506, Wix 46589.

What is a common problem with the Caterpillar 3412C engine?

A commonly reported issue on generators using the Caterpillar 3412C is: Fault shutdown.